Giuseppe Gigliotti

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-04-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Capital One Financial Advisors	Melville	NY	06/2014	09/2017
Capital One Sharebuilder, Inc.	Franklin Square	NY	01/2015	09/2017
Sharebuilder 401K	Seattle	WA	01/2015	09/2017
Wells Fargo Clearing Services Llc	Garden City	NY	09/2017	01/2023
Ameriprise Financial Services	Huntington	NY	01/2023	01/2023
Ameriprise Financial Services, Llc	Huntington	NY	03/2020	03/2020
Ameriprise Financial Services, Llc.	Huntington	NY	01/2023	04/2026
Wells Fargo Clearing Services, Llc	Melville	NY	04/2026	Present

2023-01-13 → 2026-04-24

Ameriprise Financial Services, Llc

Huntington, NY

Glen Head, NY
2017-09-05 → 2023-01-25

Wells Fargo Clearing Services, Llc

Garden City, NY
2015-01-28 → 2017-09-20

Capital One Advisors, Llc

Seattle, WA
2014-06-03 → 2015-01-28

Capital One Financial Advisors Llc

Melville, NY

Carle Place, NY
2012-10-01 → 2014-06-12

J.P. Morgan Securities Llc

White Plains, NY

White Plains, NY
2010-10-01 → 2012-10-01

Chase Investment Services Corp.

Forest Hills, NY

Kew Gardens, NY

Glendale, NY

Howard Beach, NY

White Plains, NY
2009-07-14 → 2010-07-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-07-13
S63	Uniform Securities Agent State Law Examination	2003-02-22

Other Firms