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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-29
  • TX RA
    APPROVED
    Since 2017-07-29

Branch Locations

60 State St, Suite 2100, Boston, MA 02109 • United States

Winchester, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boston MA 06/2009 06/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2017
Ameriprise Financial Services Inc Boston MA 06/2017 03/2020
Ameriprise Financial Services, Llc Middleton MA 03/2020 Present
  • 06/2009 → 06/2017
    Morgan Stanley Smith Barney
    Boston, MA
  • 01/2015 → 06/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2017 → 03/2020
    Ameriprise Financial Services Inc
    Boston, MA
  • 03/2020 → Present
    Middleton, MA
Previous Registrations
  • 2009-06-01 → 2017-06-30
    Middleton, MA
    Boston, MA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Middleton, MA
  • 2006-03-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    Danvers, MA
Other Businesses

Real Estate Ownership; single-unit condo; 189 Washington St #1, Winchester MA 01890, ,; Not Investment-Related; 03/01/2015 / Single Family; 178 Depot St, Dennis Port MA 02639, ,; Not Investment-Related; 01/01/2017. Independent Insurance Brokering; MassMutual; 02/07/2024; Universal Life. Business Ownership; The Cabana LLC; paying bils; rental real estate; 35 Everett Ave, , Winchester, MA, 01890; Not Investment-Related; 06/01/2021; 0 hours per month; 0 during trading hours / Like a G6 LLC; paying bills; LLC for real estate ownership; 35 Everett Ave, , Winchester, MA, 01890; Not Investment-Related; 05/15/2020; 1 to 9 hours per month; 0 during trading hours / 6 Carnoustie Court LLC; paying bills; entity to own real estate; 35 Everett Ave, , Winchester, MA, 01890; Not Investment-Related; 02/25/2021; 0 hours per month; 0 during trading hours / The Pink Building LLC; paying bills, tenant dealings; commercial building purchased with intention of leasing out; LLC is owning entity; 48 Mount Vernon St, , Winchester, MA, 01890; Not Investment-Related; 10/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Oyster Bay SB Inc/Watermelon Bay/Unapologetically US LLC; Co-owner; SCorp that serves as owner of my wife Carolyn's share of her P2 business equity in her LLC (Watermelon Bay); 48 Mt Vernon Street, Suite 301, Winchester, MA, 01890; Not Investment-Related; 05/20/2024; 0 hours per month; 0 during trading hours. Board of Directors; St Francis House; board member; 39 Boylston St, Boston MA 02116, ,; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-14
  • S66 Uniform Combined State Law Examination
    2003-04-14
Other Names
  • Timothy John Nolan

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