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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-29 |
Branch Locations
60 State St, Suite 2100, Boston, MA 02109 • United States
Winchester, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Boston | MA | 06/2009 | 06/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2017 |
| Ameriprise Financial Services Inc | Boston | MA | 06/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Middleton | MA | 03/2020 | Present |
Real Estate Ownership; single-unit condo; 189 Washington St #1, Winchester MA 01890, ,; Not Investment-Related; 03/01/2015 / Single Family; 178 Depot St, Dennis Port MA 02639, ,; Not Investment-Related; 01/01/2017. Independent Insurance Brokering; MassMutual; 02/07/2024; Universal Life. Business Ownership; The Cabana LLC; paying bils; rental real estate; 35 Everett Ave, , Winchester, MA, 01890; Not Investment-Related; 06/01/2021; 0 hours per month; 0 during trading hours / Like a G6 LLC; paying bills; LLC for real estate ownership; 35 Everett Ave, , Winchester, MA, 01890; Not Investment-Related; 05/15/2020; 1 to 9 hours per month; 0 during trading hours / 6 Carnoustie Court LLC; paying bills; entity to own real estate; 35 Everett Ave, , Winchester, MA, 01890; Not Investment-Related; 02/25/2021; 0 hours per month; 0 during trading hours / The Pink Building LLC; paying bills, tenant dealings; commercial building purchased with intention of leasing out; LLC is owning entity; 48 Mount Vernon St, , Winchester, MA, 01890; Not Investment-Related; 10/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Oyster Bay SB Inc/Watermelon Bay/Unapologetically US LLC; Co-owner; SCorp that serves as owner of my wife Carolyn's share of her P2 business equity in her LLC (Watermelon Bay); 48 Mt Vernon Street, Suite 301, Winchester, MA, 01890; Not Investment-Related; 05/20/2024; 0 hours per month; 0 during trading hours. Board of Directors; St Francis House; board member; 39 Boylston St, Boston MA 02116, ,; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-14 |
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