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Kalliopi Vlahu

Equitable Advisors, LLC

Palm Desert, CA

Woodland Hills, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-12-16
  • CA RA
    APPROVED
    Since 2008-12-16

Branch Locations

Palm Desert, CA • United States

6300 Canoga Avenue Suite 1600, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2006 06/2020
Equitable Advisors, Llc New York NY 04/2006 Present
Previous Registrations
  • 2005-01-11 → 2006-04-04
    Td Ameritrade, Inc.
    Jersey City, NJ
    Jersey City, NJ
Other Businesses

1. FINRA ARBITRATOR, INDEPENDENT CONTRACTOR, INVESTMENT-RELATED, JUNE 2018. 2. TRUSTEE OF PERSONAL TRUST

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-20
  • S66 Uniform Combined State Law Examination
    2003-05-20
Other Names
  • Kalliopi Vlahu- Dandakis

View on SEC IAPD

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