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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-09-01
  • MI RA
    APPROVED
    Since 2023-09-01

Branch Locations

12900 Hall Road Suite 110, Sterling Heights, MI 48313 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Austin Manning Inc Sterling Heights MI 09/2009 Present
Ohio National Financial Services Cincinnati OH 07/2015 08/2018
Sagepoint Financial, Inc. Sterling Hights MI 08/2018 09/2023
Osaic Wealth, Inc. Sterling Heights MI 09/2023 Present
  • 09/2009 → Present
    Austin Manning Inc
    Sterling Heights, MI
  • 07/2015 → 08/2018
    Ohio National Financial Services
    Cincinnati, OH
  • 08/2018 → 09/2023
    Sagepoint Financial, Inc.
    Sterling Hights, MI
  • 09/2023 → Present
    Sterling Heights, MI
Previous Registrations
  • 2018-08-30 → 2023-09-01
    Osaic Services, Inc.
    Sterling Heights, MI
  • 2018-08-07 → 2018-09-05
    Sterling Heights, MI
Other Businesses

1. AUSTIN MANNING, INC. POSITION: President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/03/2020 ADDRESS: 12900 Hall Road, Suite 220, Sterling Heights MI 48313, United States DESCRIPTION: Insurance Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-02
S63 Uniform Securities Agent State Law Examination 2003-06-19
  • S65 Uniform Investment Adviser Law Examination
    2018-08-02
  • S63 Uniform Securities Agent State Law Examination
    2003-06-19

View on SEC IAPD

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