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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-26
IL RA APPROVED 2007-09-06
  • TX RA
    APPROVED_RES
    Since 2021-08-26
  • IL RA
    APPROVED
    Since 2007-09-06

Branch Locations

3825 Maine St, Quincy, IL 62305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Quincy IL 09/2007 Present
Previous Registrations
  • 2003-04-21 → 2007-09-14
    A. G. Edwards & Sons, Inc.
    Quincy, IL
    Quincy, IL
Other Businesses

1. Rental property; Quincy, IL 62305; Owner; 08/01/2018; 1.00 Hour(s) Per Year - not during securities trading hours; Investment-Related 2. Phelp's Property Management LLC; 816 Long Drive, Quincy, IL 62305; Rental Property; Owner; 07/01/2020; 50 Hours per Years; Not During Securities Trading Hours; Investment-Related. 3. Beyond The Sea; 816 Long Drive, Quincy, IL 62305; Real Estate; Owner; 03/18/2022; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-17
  • S66 Uniform Combined State Law Examination
    2003-04-17

View on SEC IAPD

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