Nicholas Henry Lanctot

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 08/2020
  Nuveen Securities, Llc
  Milford, OH
• 08/2020 → 01/2021
  Unemployed
  Columbus, OH
• 01/2021 → 03/2024
  Transamerica Capital Inc.
  Denver, CO
• 03/2024 → 09/2024
  Unemployed
  Columbus, OH
• 09/2024 → Present
  Raymond James Financial Services, Inc.
  Powell, OH
• 09/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Powell, OH
• 09/2024 → Present
  Jds Financial
  Powell, OH
• 01/2011 → 08/2020
  Nuveen Asset Management
  Milford, OH

Previous Registrations

• 2011-04-09 → 2020-08-07
  Nuveen Asset Management, Llc
  Chicago, IL
  Columbus, OH
• 2010-11-02 → 2011-01-05
  U.S. Bancorp Asset Management, Inc.
  Minneapolis, MN

Other Businesses

JDS Financial; not investment related; Powell, OH; DBA/support company; Advisor; Started 09/2024; 0hrs/month; 0hrs/month during trading hours; Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-11
• S63 Uniform Securities Agent State Law Examination
  2003-02-20

Other Names

• Nick Lanctot