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Adam Matthew Kearns

LPl Financial LLC

Canonsburg, PA

Washington, PA

CRD 4627229

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-01-04
TX RA APPROVED_RES 2018-01-04
  • PA RA
    APPROVED
    Since 2018-01-04
  • TX RA
    APPROVED_RES
    Since 2018-01-04

Branch Locations

6000 Town Center Blvd Ste 108, Canonsburg, PA 15317 • United States

Washington, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Commonwealth Bank Pittsburgh PA 03/2014 11/2016
Infinex Investments, Inc. Meriden CT 10/2015 11/2016
First National Bank Of Pa Mcmurray PA 11/2016 01/2017
Cetera Investment Advisors Mcmurray PA 11/2016 01/2018
Cetera Investment Services St.CLoud MN 12/2017 01/2018
Lpl Financial, Llc Washington PA 01/2018 Present
  • 03/2014 → 11/2016
    First Commonwealth Bank
    Pittsburgh, PA
  • 10/2015 → 11/2016
    Infinex Investments, Inc.
    Meriden, CT
  • 11/2016 → 01/2017
    First National Bank Of Pa
    Mcmurray, PA
  • 11/2016 → 01/2018
    Cetera Investment Advisors
    Mcmurray, PA
  • 12/2017 → 01/2018
    Cetera Investment Services
    St.CLoud, MN
  • 01/2018 → Present
    Washington, PA
Previous Registrations
  • 2016-11-01 → 2018-01-05
    Upper St. Clair, PA
    Mcmurray, PA
  • 2015-10-14 → 2016-11-03
    Pittsburgh, PA
    West Mifflin, PA
    Mcmurray, PA
    Meriden, CT
    Pittsburgh, PA
    Munhall, PA
    Pittsburgh, PA
    Washington, PA
  • 2014-03-28 → 2015-10-16
    Essex National Securities, Llc
    Mcmurray, PA
    Washington, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Munhall, PA
    Pittsburgh, PA
    West Mifflin, PA
  • 2012-06-08 → 2014-04-01
    Ingomar, PA
    Bridgeville, PA
    Gibsonia, PA
    Wexford, PA
    Fort Mill, SC
    Bridgeville, PA
    Pittsburgh, PA
    Cranberry Township, PA
    Allison Park, PA
    Pittsburgh, PA
Other Businesses

1. 4/22/2020 - Adam M Kearns Wealth Advisor LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/21/2020 - 40 Hours Per Month During Securities Trading. 2. 5/5/2020 - NSS Life - Investment Related - At Reported Business Location(s) - 351 Valleybrook Rd, McMurray, PA 15317 - Non-Variable Insurance - Agent - Started 01/01/2020 - 10 Hours Per Month During Securities Trading. 3. 08/28/2024 - AK Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2024 - 160 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-07
S63 Uniform Securities Agent State Law Examination 2003-09-05
  • S65 Uniform Investment Adviser Law Examination
    2012-06-07
  • S63 Uniform Securities Agent State Law Examination
    2003-09-05
Other Names
  • Adam M Kearns

View on SEC IAPD

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