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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-24 |
| CA | RA | APPROVED | 2013-02-04 |
Branch Locations
90 South E St, Santa Rosa, CA 95404 • United States
Windsor, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park | CA | 01/2013 | Present |
| Bank Of America, N.A. | Menlo Park | CA | 03/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-18 |
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