Stanley Bruce Coats

Current Employers

Employment History

• 11/1999 → Present
  Raymond James Financial Services
  Smithfield, NC
• 06/2011 → Present
  Raymond James Financial Services Advisors Inc.
  Smithfield, NC
• 02/2017 → Present
  Security Credit
  Smithfield, SC

Other Businesses

(1) Name of Business: Address: 131 S 3rd St, Smithfield, NC, 27577-4539, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect Rent for my Rj office and the office beside ours. It is currently occipied by a local lawyer and he is not a client, (2) Name of Business: Farm/Land owned by Stan Coats Address: 1560 Brogden Rd, Smithfield, NC, 27577, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a piece of land in Green county NC. Rent part a farmer and rent the rest to someone for hunting. (3) Name of Business: Lee Address: 131 S. Third Street, Smithfield, NC, 27577, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 10/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Act as Co Trustee for Joyce F Lee 2021 Irrevocable Trust\n\nJoyce F Lee is my mother in law and Co trustee David Lee is my Father in law (4) Name of Business: Smithfield Wealth Management LLC Address: 131 S 3rd St, Smithfield, NC, 27577, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/19/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company for Raymond James business. (5) Name of Business: Stanley and Kelly Coats Address: 1560 Brogden Rd, Smithfield, NC, 27577, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/06/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect rent (6) Name of Business: We own the horses as Stan and Kelly Coats Address: 1560 Brogden Rd, Smithfield, NC, 27577, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/25/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I own several horses. If one wins a show we receive the earnings. We could sell a few horses in a year. We also breed a few mares each year and purchase breeding's.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-08
• S63 Uniform Securities Agent State Law Examination
  2000-02-16