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Thomas L Balis

Cornerstone Portfolio Research

Chester Springs, PA

CRD 4626837

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Employer firm

Cornerstone Portfolio Research CRD 315130

$444M regulatory AUM 9 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cornerstone Portfolio Research

Chester Springs, PA • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-07-16
  • PA RA
    APPROVED
    Since 2021-07-16

Branch Locations

Chester Springs, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hoover Financial Advisors Malvern PA 06/2015 06/2020
Cornerstone Portfolio Research Chester Springs PA 12/2020 Present
Cornerstone Porfolio Research Chester Springs PA 07/2021 Present
Unemployed Chester Springs PA 06/2020 12/2020
  • 06/2015 → 06/2020
    Hoover Financial Advisors
    Malvern, PA
  • 12/2020 → Present
    Cornerstone Portfolio Research
    Chester Springs, PA
  • 07/2021 → Present
    Cornerstone Porfolio Research
    Chester Springs, PA
  • 06/2020 → 12/2020
    Unemployed
    Chester Springs, PA
Designations
  • Chartered Financial Analyst
Other Names
  • Thomas Balis

View on SEC IAPD

More in Chester Springs, PA

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