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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-06
  • FL RA
    APPROVED
    Since 2026-03-06

Branch Locations

766 N. Sun Drive Suite 2090, Lake Mary, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Orlando FL 06/2013 06/2021
Bbva Securities Inc. Orlando FL 06/2013 06/2021
Bbva Wealth Solutions Inc. Orlando FL 06/2013 06/2021
Bbva Compass Insurance Agency, Inc. Austin TX 06/2013 06/2021
First Horizon Advisors, Inc. Orlando FL 06/2021 08/2025
Lpl Financial Llc Orlando FL 08/2025 02/2026
Raymond James Financial Services Inc. Lake Mary FL 02/2026 Present
Raymond James Financial Services Advisors Inc. Lake Mary FL 02/2026 Present
  • 06/2013 → 06/2021
    Compass Bank
    Orlando, FL
  • 06/2013 → 06/2021
    Bbva Securities Inc.
    Orlando, FL
  • 06/2013 → 06/2021
    Bbva Wealth Solutions Inc.
    Orlando, FL
  • 06/2013 → 06/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 06/2021 → 08/2025
    First Horizon Advisors, Inc.
    Orlando, FL
  • 08/2025 → 02/2026
    Orlando, FL
  • 02/2026 → Present
    Raymond James Financial Services Inc.
    Lake Mary, FL
  • 02/2026 → Present
    Lake Mary, FL
Previous Registrations
  • 2025-08-21 → 2026-03-03
    Orlando, FL
  • 2021-06-15 → 2025-08-21
    First Horizon Advisors, Inc.
    Orlando, FL
    Orlando, FL
    Memphis, TN
  • 2013-08-01 → 2021-06-14
    Pnc Managed Account Solutions, Inc.
    Orlando, FL
  • 2003-12-10 → 2013-05-29
    Orlando, FL
    Orlando, FL
    Winter Park, FL
Other Businesses

(1)Name of Business: Carrasquel Wealth Management Address: 766 N Sun Dr Ste 2090, Lake Mary, FL, 32746-2566, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee, Other Investment Related: No Start Date: 02/25/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Role in relation to activity: Advisor , Owner/Proprietor\n\nFinancial Planning and investment management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-05
  • S66 Uniform Combined State Law Examination
    2003-12-05
Designations
  • Certified Financial Planner

View on SEC IAPD

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