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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-06-22 |
Branch Locations
3243 State Route 5, Newton Falls, OH 44444 • United States
4599 Cemetery Rd, Hilliard, OH 43026-1102 • United States
Newton Falls, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals Inc | San Antonio | TX | 05/2013 | 09/2018 |
| Ameriprise Financial Services, Inc | Cuyahoga Falls | OH | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Newton Falls | OH | 03/2020 | Present |
Independent Insurance Brokering; United Healthcare; 06/01/2015; Health. Outside Employment; S&T Financial Services; FA S&T financial Services; AFIG dual FA; 3243 st rt 5, , newton falls, OH, 44444; Investment-Related; 06/15/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-07 |
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