Frederik Ramos Guerra

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2014-01-22

FL RA
APPROVED

Since 2014-01-22

Branch Locations

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Miami	FL	09/2013	Present

09/2013 → Present

Ubs Financial Services Inc.

Miami, FL

Other Businesses

HOME 101-707 LLC,MiamiFloridaUnited States,I created Home 101-707 LLC, which has the ownership of a small real estate property (a studio), for legal purposes, such as a protection against Estate taxes.ActiveProprietor / ownerNothing,, I basically purchased the unit to rent it on digital platforms, Start date 9/17/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-01-16

S66 Uniform Combined State Law Examination

2014-01-16

Other Names

Frederik Segundo Ramos

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews