Adam B Duff

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2004 → Present
  Mass Mutual Financial Group
  Springfield, MA
• 12/2004 → Present
  Mml Investors Services
  Camp Hill, PA

Previous Registrations

• 2006-02-16 → 2006-12-07
  Wienken & Associates, Ltd.
  State College, PA

Other Businesses

NAME: ADAM DUFF INV REL: Y ADDR: 1031 SAXTON DR STATE COLLEGE PA 16801 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, OTHER FIXED ANNUITIES-JACKSON, OTHERS OUTSIDE MMLIA WHEN NEEDED POSITION: AGENT START: 7/7/2016 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-28
• S63 Uniform Securities Agent State Law Examination
  2004-05-06