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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-13 |
| PA | RA | APPROVED | 2007-11-07 |
Branch Locations
3949 South Atherton Street, State College, PA 16801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Financial Group | Springfield | MA | 12/2004 | Present |
| Mml Investors Services | Camp Hill | PA | 12/2004 | Present |
NAME: ADAM DUFF INV REL: Y ADDR: 1031 SAXTON DR STATE COLLEGE PA 16801 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, OTHER FIXED ANNUITIES-JACKSON, OTHERS OUTSIDE MMLIA WHEN NEEDED POSITION: AGENT START: 7/7/2016 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-06 |
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