Brian Paul Sauser

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-03-06
IA	RA	APPROVED	2008-12-10

TX RA
APPROVED_RES

Since 2024-03-06
IA RA
APPROVED

Since 2008-12-10

Branch Locations

Dubuque, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Co.	Cedar Rapids	IA	11/1999	Present
Eagle Strategies Llc	New York	NY	12/2008	Present
Sauser Financial, Llc	Dubuque	IA	10/2012	Present

11/1999 → Present

New York Life Insurance Co.

Cedar Rapids, IA
12/2008 → Present

Eagle Strategies Llc

New York, NY
10/2012 → Present

Sauser Financial, Llc

Dubuque, IA

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 890 MAIN STREET, SUITE 200, DUBUQUE, IOWA 52001; START DATE 10/2012; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 20 HOURS PER MONTH; 20 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [SAUSER FINANCIAL, LLC: INSURANCE BROKERAGE,FIXED ANNUITIES, LIFE PRODUCTS, HEALTH INSURANCE AND DISABILITY INSURANCE; 890 MAIN STREET, SUITE 200, DUBUQUE, IA 52001]

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-01-17

S63 Uniform Securities Agent State Law Examination

2000-01-17

Designations

Certified Financial Planner

View on SEC IAPD