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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed: Stay At Home Mother | Urbana | OH | 07/2015 | 02/2019 |
| Nacl The Salt Spa | Urbana | OH | 02/2019 | 11/2020 |
| Unemployed: Stay At Home Mom | Urbana | OH | 11/2020 | 05/2022 |
| Cetera Advisors | St Cloud | MN | 05/2022 | 02/2023 |
| Cetera Advisors Llc | St Cloud | MN | 02/2023 | Present |
| Classical Conversations Homeschool Campus Co-Op | Springfield | OH | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: RMS WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 25, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: CITY OF URBANA OHIO PARKS & RECREATION BOARD INVESTMENT RELATED: NO, ADDRESS: 205 S MAIN STREET, URBANA, OH, 43078, NATURE OF BUSINESS: CIVIC, START DATE: 05/2022, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MAKING DECISIONS REGARDING THE CITY PARKS & RECREATION FACILITIES; 3. NAME OF OTHER BUSINESS: CLASSICAL CONVERSATIONS HOMESCHOOL CAMPUS CO-OP; INVESTMENT RELATED: NO; ADDRESS: 2301 VALLEY LOOP ROAD SPRINGFIELD, OH 45504; NATURE OF BUSINESS: EDUCATION PROGRAM; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: CAMPUS DIRECTOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: TRAIN TUTORS ON MATERIAL, FACILITATE MEETINGS, ADMINISTRATIVE DUTIES SUCH AS MANAGE PROGRAM FUNDS, FEES, PAY TUTORS, ORGANIZE SUPPLIES, KEEP CAMPUS CLEAN; 4. NAME OF OTHER BUSINESS: FIRST PRESBYTERIAN CHURCH OF URBANA; INVESTMENT RELATED: NO; ADDRESS: 116 W COURT ST, URBANA, OH 43078; NATURE OF BUSINESS: BOARD; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-25 |
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