Eric James Haubert

Current Employers

Employment History

• 05/2009 → Present
  Wells Fargo Advisors Financial Network Llc
  Troy, OH

Previous Registrations

• 1999-08-16 → 2004-04-02
  Ubs Financial Services Inc.
  Troy, OH

Other Businesses

ERIC HAUBERT LLC; NOT INV RL; TROY, OH; LLC ESTABLISHED FOR TAX PURPOSES ONLY; 100% ; 0 HR PM. 50% ; INV RL, TROY OH, CURRENTLY NO DUTIES, 9/2006. RENTAL PROPERTY; INV RL; PARK CITY, UT; 100% ; 1/1/2000; 1 , 0 DURING TRADING; LANDLORD. | RENTAL PROPERTY; INV RL; KEY WEST, FL; 100%; 5/1/2011; 1 , 0 DURING TRADING; LANDLORD.| RENTAL PROPERTY, INV RL, MARION, OH, 100% 5/25/2017, 5 HR PM, ZERO DURING TRADING HAUBERT & HOWE LLC DBA KATTER HENRY INVESTMENT GROUP, INV RL, TROY, OH, 50% , 2/9/2004, 1 , 1 , FINET PRACTICE. | HAUBERT-HOWE PROPERTIES, LTD; NOT INVESTMENT RELATED; TROY,OH; 50% ; DATE 07/31/2020; 0; NUMBER OF HOURS DURING TRADING 0; HAUBERT & HOWE LLC; INV. RELATED; TROY, OH; 50% ; LLC FOR OPERATING ENTITY FOR PRACTICE; 2/1/2004; 2 HR PM; 2 HRS DURING TRADING.; | KIG LEGACY CO. LLC, INV RL, TROY, OH, 50% ,7/29/2022, 2 HR PM, 2 HOURS DURING TRADING, FINET PRACTICE. | KIG HOLD CO. LLC, INV RL, TROY, OH, 40.05% , 7/29/2022, 2 HRS PM, 2 HOURS DURING TRADING, FINET PRACTICE. | BWM HOLDCO, LLC, INVT RELATED, TROY, OH, 40.05% ,1/1/2023, 2 HRS PM AND DURING TRADING, FOR FINET PRACTICE.; | CO-TRUSTEE FOR HAUBERT AND HOWE LLC 401K (MULTIPLE ASSOCIATES), INV RL, VANDALIA, OH, : 01/01/2022, 1 HOUR A MONTH, 1 , FINET PRACTICE 401K. | JFF HOLDCO LLC SUBSIDIARY OF KIG HOLDCO, LLC, INVT RELATED, 40.05% ,3/20/2024, 10 HR PM AND DURING TRADING, FINET PRACTICE. | VWM HOLDCO, LLC SUBSIDIARY OF KIG HOLDCO, LLC, INVT RELATED, TROY, OH, 40.05% , 5/17/2024, 1 HR PM AND DURING TRADING, FINET PRACTICE. | JS HOLDCO LLC SUBSIDIARY OF KIG HOLDCO, LLC; INV RL; TROY, OH; 40.05% 7/9/2024; 1 HR PER MONTH; 1 HR DURING TRADING.| HAUBERT & HOWE LLC 401K FBO IAN LYONS, INV RL, VANDALIA, OH, 401K, CO-TRUSTEE, 1/1/2022, 1 HOUR PM, 1 | HAUBERT & HOWE LLC 401K FBO MERISSA ACKLEY, INV RL, VANDALIA, OH,401K, CO-TRUSTEE, 1/1/2022, 1 , 1 | HAUBERT & HOWE LLC 401K FBO TROY SHARPE, INV RL, VANDALIA, OH,401K, CO-TRUSTEE, 1/1/2022, 1 , 1 | HAUBERT & HOWE LLC 401K FBO CHRIS NEAL, INV RL, VANDALIA, OH,401K, CO-TRUSTEE, 1/1/2022, 1 , 1 | HAUBERT & HOWE LLC 401K FBO KRISTI CROWTHER, INV RL, VANDALIA, OH,401K, CO-TRUSTEE, 1/1/2022, 1 , 1 | CMWM HOLDCO LLC SUBSIDIARY OF KIG HOLDCO LLC; INV REL; TROY, OH; 40.05% DATE 07/01/2025; 1 ; 1 HOURS HAUBERT & AND HOWE LLC 401K FBO SAMUEL TYLER WILLKOMM; INV REL; VANDALIA,OH; CO-TRUSTEE;01/03/2022; 1 HR PM; 1 HRS DURING TRADING; HAUBERT& HOWE LLC 401K FBO JESSICA L MILLS-YOUNGER ; INV REL; VANDALIA,OH; CO-TRUSTEE; 01/03/2022; 1 HR PM; 1 HRS DURING TRADING;| Haubert &Howe LLC 401K FBO Elizabeth A Albrecht ; INV REL; VANDALIA,OH; CO-TRUSTEE; 01/03/2022; 1 HRS PM; 1 HRS DURING TRADING;| Haubert &Howe LLC 401K FBO Seth Michael Goodall ; INV REL; VANDALIA,OH; CO-TRUSTEE; 01/03/2022; 1 HRS PM; 1 HRS DURING TRADING;| Haubert and Howe LLC 401K FBO Janice Lynette Spicuzza ; INV REL; VANDALIA,OH; CO-TRUSTEE; 01/03/2022; 1 HRS PM; 1 HRS DURING TRADING;| Haubert and Howe LLC 401K FBO Kevin L Davie, Eric Haubert, ; INV REL; VANDALIA,OH; CO-TRUSTEE; 01/03/2022; 1 HRS PM; 1 HRS;| Haubert and Howe LLC 401K FBO Bridget Haley Metz; INV REL; VANDALIA,OH; CO-TRUSTEE; 01/03/2022; 1 HRS PM; 1 HRS TRADING;| Haubert and Howe LLC 401K FBO Samuel Tyler Willkomm |Jessica L Mills-Younger|Elizabeth A Albrecht|Seth Michael Goodall |Janice Lynette Spicuzza| Kevin L Davie|Bridget Haley Metz | Donna Jones,| Holly Lawrence | Tyler Yaw |Terrence Geary|Clay Purvis|Cozy Gerald Robert Geuder|Julia Paslawski|Madison Hauser|Rebecca Johnston|Tricia Suchland|Zoe McFadden, Johanna Spicuzza (Multiple Associates and OBA's) ; INV REL; VANDALIA,OH; CO-TRUSTEE; 01/03/2022; 1 HRS PM; 1 HRS DURING TRADING;|

Exams

• S66 Uniform Combined State Law Examination
  2006-01-26
• S63 Uniform Securities Agent State Law Examination
  1995-04-24