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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-02 |
| WA | RA | APPROVED | 2024-06-14 |
Branch Locations
8905 W Gage Blvd, Ste 110, Kennewick, WA 99336 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dreaming Tree Ventures Llc | Kennewick | WA | 12/2007 | 10/2017 |
| Riesenweber Inc | Kennewick | WA | 02/2007 | 07/2018 |
| Market Vineyards, Llc. | Kennewick | WA | 09/2008 | Present |
| Boys & Girls Club Of Benton & Franklin Counties | Pasco | WA | 09/2013 | Present |
| Mv Group Llc | Kennewick | WA | 05/2014 | Present |
| Lpl Financial, Llc | Kennewick | WA | 07/2015 | Present |
| Financial Advocates Investment Management | Kennewick | WA | 07/2015 | 12/2018 |
| Cornerstone Wealth Strategies, Inc. | Kennewick | WA | 07/2018 | Present |
1. 07/23/2015 - MARKET VINEYARDS, LLC. - INV REL - 14630 COTTONWOOD CREEK BLVD - START 06/01/2015 - BUSINESS OWNER/ 1%/ RICHLAND, WA 2. 07/23/2015 - Cornerstone Wealth Strategies, Inc. - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 02/01/2007 - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 75%. 3. 07/23/2015 - MV GROUP, LLC - INV REL - 14630 COTTONWOOD CREEK BLVD - LAND OWNER - START 06/01/2015 - OWNS LAND AS INVESTMENT IN RED MOUNTAIN AVA 4. 12/31/2015 - LTCi Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/21/2015 - 1 Hour Per Month During Securities Trading. 5. 11/7/2018 - Cornerstone Wealth Strategies, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/15/2018 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Cornerstone Wealth Strategies, Inc., an independent investment advisor firm. I started this business activity in 11/2018. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 12/13/2018 - Statutory Trust Advisor pursuant to the Washington Directed Trust Act - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Start Date: 10/29/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Statutory Trust Advisor pursuant to the Washington Directed Trust Act. 7. 12/16/2019 - CWS Holdings, LLC - Investment Related - 8905 W Gage Blvd Ste 110, Kennewick WA 99336 - Real Estate Rental - Start Date: 01/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 8. 07/21/2022 - Cornerstone Wealth Strategies, Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 08/15/2018 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Cornerstone Wealth Strategies, Inc, an independent investment advisor firm. I started this business activity in 08/2018. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 07/28/2022 - Cornerstone Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/23/2015 - 160 Hours Per Month/100 Hours During Securities Trading. 10. 09/15/2025- M&D Family Holdings LLC-Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 09/12/2025-1 Hour Per Month 11. 09/15/2025- Riesenweber Family Foundation- Other - Family Foundation- Not INV Related- At Kennewick, WA - Start date 10/01/2025- 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-26 |
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