Allison Anne Lyons

Employer firm

Corient CRD 319448

$165B regulatory AUM 506 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2023 → Present
  Corient
  Houston, TX
• 05/2014 → 07/2022
  Fsc Securities Corporation
  Houston, TX
• 07/2022 → 12/2022
  Purshe Kaplan Sterling Investments
  Albany, NY
• 04/2010 → 03/2021
  Stavis & Cohen Financial
  Houston, TX
• 05/2010 → 03/2023
  Stavis & Cohen Private Wealth, Llc
  Houston, TX
• 01/2022 → 07/2023
  Cipw Service Company, Llc
  Toronto
• 07/2023 → Present
  Corient Services Llc
  Miami, FL

Previous Registrations

• 2021-03-02 → 2023-03-31
  Stavis & Cohen Private Wealth, Llc
  Houston, TX
• 2010-05-03 → 2021-03-15
  Scf Private Wealth Holdings, Llc
  Houston, TX
• 2009-07-30 → 2010-03-31
  Eagle Strategies Llc
  Houston, TX
• 2005-07-27 → 2010-03-17
  Seidman Private Advisors Llc
  Houston, TX
• 2003-11-17 → 2005-12-21
  Kpmg Investment Advisors
  Houston, TX

Other Businesses

I am a limited partner and manager of DT Marmot LLC, an entity that owns a condo in Winterpark, CO. The seven LLC partners purchased the LLC in 2008. We use the condo for personal stays and rent it out. The LLC is out of Houston, TX. I spend approximately one hour per month, not during securities trading hours, in this capacity. My duties include paying bills.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-05-11

Designations

• Certified Financial Planner

Other Names

• Allison Anne Green
• Allison A. Green
• Allison A. Lyons