Bradley Martin Underwood

Current Employers

Employment History

• 04/2015 → Present
  World Equity Group, Inc.
  Arlington Heights, IL

Previous Registrations

• 2004-10-25 → 2005-04-14
  Msi Financial Services, Inc.
  St. Louis, MO
• 2003-04-14 → 2003-09-22
  Ameriprise Financial Services, Llc
  Chesterfield, MO

Other Businesses

1. Creative Business Resources; Yes, Investment Related; Address: 1500 Bethany Home Rd., Ste. 200, Phoenix, AZ 85014; Nature of OBA: : Provides comprehensive HR, benefits and payroll services to business as a professional employment organization (PEO) or Administrative Services Organization (ASO); Posn/Title/Relationship: Independent Contractor; Start Date: 09/01/2017; Approx No of Hrs/Mth for OBA: 1 Hr; Approx No of Hrs/Mth during trading hrs for OBA: Zero Hrs; Duties: Implementing payroll, insurance, retirement and other business related plans for business owners and their employer participants. Referral relationship with some joint revenue splits. My share of securities based revenue would be run through WEG. Client's know our DBA and WEG as needed and understand I do not directly work for CBR. 2. Sell Insurance/ Insurance Business; Yes, Investment related, Address: 277 W. Swan Dr, Chandler, AZ, 85286; Nature of OBA: Fixed and variable insurance products; Posn/Title/Relationship: Agent; Start Date: 04/02/2015; Approx No of Hrs/Mth for OBA: 80 Hrs; Approx No of Hrs/Mth during trading Hrs for OBA: 4 Hrs; Duties, Sell Fixed insurance products through multiple carrier relationships. Variable is run through WEG. 3. Winged Foot Partners, Investment Related, Started 4/2/2015, Approx 160 hrs/mo, 80 during trading hours, 7702 East Doubletree Ranch Rd., Suite 300, Scottsdale, AZ 85258, Nature: DBA was initially founded to implement non-qualified deferred comp plans using institutional insurance, but also use the name for personal and business financial planning, Position: CFP/Partner/Use DBA, Duties: Financial planning and insurance solutions distribution implementation. All security based revenue run through WEG. Fixed Ins. other than Indexed Annuities revenue direct to me, not DBA. 4. Reserve Private Wealth Consulting, LLC; Yes, investment related; Address: 7702 East Doubletree Ranch Rd., Suite 300, Scottsdale, AZ 85258; Nature of OBA: Investment advice, financial planning, and insurance implementation for individual or institutional clients; Posn/Title/Relationship: Business Owner; Start Date: 07/15/2021; Approx No of Hrs/Mth for OBA: 80 Hrs; Approx No of Hrs/Mth during trading Hrs for OBA: 80 Hrs; Investment advice, financial planning, and insurance implementation for individual or institutional clients; 5. LegalShield - Pre Paid Legal and ID Shield - Identify Protection.; Not investment related; 7702 East Doubletree Ranch Rd., Suite 300, Scottsdale, AZ 85258; Providing Pre Paid Legal Services to Individual and Business Relationships direct and through distribution partners; Independent Contractor; Start Date: 03/01/24; approximate number of hours/month: 20 Hrs; the number of hours you devote to the other business during securities trading hours: ZERO; Providing Pre Paid Legal Services to Individual and Business Relationships direct and through distribution partners. 6. One Digital / Resourcing Edge; Not investment related; Address: 1309 Ridge Road, Suite 200, Rockwall TX 75087; Nature of OBA: PEO - Payroll and Employee Benefits Provider for Business Relationships. Acquired Creative Business Resources a current OBA; Posn/Title/Relationship: Independent Contractor; Start Date: 02.29.2024; Approximate number of hours/month you devote to the other business; 20 Hrs; number of hours you devote to the other business during securities trading hours: 20 Hrs/Mth; Duties: Offer PEO - Payroll Services and Employee Benefits for Business Relationships. Similar to Creative Business Resources a current OBA.

Exams

• S66 Uniform Combined State Law Examination
  2015-03-17

Other Names

• Brad Martin Underwood