Eric Dwain Mathes

Current Employers

Employment History

• 11/2001 → Present
  Fdr Financial Group
  Hollywood, FL
• 04/2016 → 12/2020
  Kestra Financial Services, Inc
  Austin, TX
• 12/2020 → Present
  Lpl Financial Llc
  Hollywood, FL

Previous Registrations

• 2016-04-29 → 2020-12-09
  Kestra Advisory Services, Llc
  Hollywood, FL
• 2003-08-29 → 2016-09-22
  Kestra Investment Services, Llc
  Hollywood, FL

Other Businesses

1) 12/07/2020- Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 11/12/2020 - 40 Hrs/Mth - 2 Hrs During Trading. 2) 12/07/2020- Rental Property -Real Estate Rental - Inv Rel - Delray Beach, FL - Start: 11/15/2019 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 04/20/2022 - FDR Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 4) 04/20/2022 - Financial Design Resource Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 5) 04/20/2022 - FDR Financial Group, Inc.- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 6) 04/26/2022 - FDR Financial Group, Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date - 07/30/2015 - 40 Hours Per Month/ 40 Hours During Securities Trading 7) 06/26/2025 -FDR Group, Inc - Not Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 05/27/2025 - - 40 Hours Per Month/ 32 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2003-06-23