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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-07-25
  • TX RA
    APPROVED_RES
    Since 2008-07-25

Branch Locations

60 State St, Suite 2100, Boston, MA 02109 • United States

Medford, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Boston MA 09/2005 03/2020
Ameriprise Financial Services, Llc Boston MA 03/2020 Present
Other Businesses

Real Estate Ownership; Real Estate Trust; 175 Market St., , Lawrence, MA, 01843; Not Investment-Related; 01/01/2006 / Condo Unit; 8 Museum Way, Unit 414 Cambridge, MA 02141, Unit 414, Cambridge, MA, 02141; Not Investment-Related; 08/01/2014. Business Ownership; Caro Palms, Inc.; ; I set it up four years ago to do real estate investing. It's pretty much a non issue at this point, yet it still exists on paper.; 8 Museum Way, Unit 414Cambridge, MA 02141550 Johnson St.North An, dover, MA 01845,; ; ; 0 hours per month; . Board of Directors; College of the Holy Cross Alumni Association Board of Directors; Board Member; One College St. Worcester, MA 01610, ,; ; 07/01/2013; 1 to 9 hours per month; 0 during trading hours / College of the Holy Cross Club of Boston; Treasurer; One College St., , Worcester, MA, 1610; Not Investment-Related; 03/01/2021; 1 to 9 hours per month; 0 during trading hours / College of the Holy Cross Alumni Association; Vice President; One College St., Worcester, MA 01610, ,; Not Investment-Related; 07/01/2026; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-18
  • S66 Uniform Combined State Law Examination
    2004-10-18
Other Names
  • Daniel D'AGata
  • Daniel D Agata

View on SEC IAPD

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