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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-03-07
TX RA APPROVED_RES 2016-02-08
  • LA RA
    APPROVED
    Since 2016-03-07
  • TX RA
    APPROVED_RES
    Since 2016-02-08

Branch Locations

Shreveport, LA • United States

6105 Line Ave Ste 100, Shreveport, LA 71106 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Shreveport LA 02/2016 03/2020
Ameriprise Financial Services, Llc Shreveport LA 03/2020 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; American National; 01/01/2014; / Great American; 01/08/2014; . Business Ownership; Lapis Enterprises Inc; Financial advisor and manager; This will be a legal entity for our Ameriprise Team Practice.; 6105 Line Ave, Suite 100, , Shreveport, LA, 71106; Investment-Related; 01/01/2018; 60 hours per month; 60 during trading hours / Lapis Enterprises of Oklahoma Inc; Financial advisor and manager; This will be a legal entity for our Ameriprise Team Practice in OK; 5018 E. 68th Street, 1st Floor, , Tulsa, OK, 74136; Investment-Related; 12/01/2021; 60 hours per month; 60 during trading hours. Outside Employment; Lapis Enterprises of Oklahoma Inc.; Managing Partner, Owner - Financial advisor and manager; ; 5018 E. 68th Street, 1st Floor, , Shreveport, LA, 71106; Investment-Related; 12/01/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-07
  • S66 Uniform Combined State Law Examination
    2003-03-07
Other Names
  • Douglas A. Lawrence
  • Douglas A. Lawrence
  • Douglas A Lawrence
  • Douglas Lawrence

View on SEC IAPD

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