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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-07 |
| TX | RA | APPROVED_RES | 2016-02-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Shreveport | LA | 02/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Shreveport | LA | 03/2020 | Present |
Independent Insurance Brokering; American National; 01/01/2014; / Great American; 01/08/2014; . Business Ownership; Lapis Enterprises Inc; Financial advisor and manager; This will be a legal entity for our Ameriprise Team Practice.; 6105 Line Ave, Suite 100, , Shreveport, LA, 71106; Investment-Related; 01/01/2018; 60 hours per month; 60 during trading hours / Lapis Enterprises of Oklahoma Inc; Financial advisor and manager; This will be a legal entity for our Ameriprise Team Practice in OK; 5018 E. 68th Street, 1st Floor, , Tulsa, OK, 74136; Investment-Related; 12/01/2021; 60 hours per month; 60 during trading hours. Outside Employment; Lapis Enterprises of Oklahoma Inc.; Managing Partner, Owner - Financial advisor and manager; ; 5018 E. 68th Street, 1st Floor, , Shreveport, LA, 71106; Investment-Related; 12/01/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-07 |
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