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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-01-12
TX RA APPROVED 2006-04-11
  • WA RA
    APPROVED
    Since 2021-01-12
  • TX RA
    APPROVED
    Since 2006-04-11

Branch Locations

8862 161St Ave Ne Suite 106, Redmond, WA 98052-7553 • United States

19020 33Rd Ave West Suite 100, Lynnwood, WA 98036-4746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Redmond WA 03/2006 Present
Charles Schwab Bank, Ssb Redmond WA 04/2006 Present
Previous Registrations
  • 2003-04-07 → 2006-01-31
    Morgan Stanley Dw Inc.
    Long Beach, CA
Other Businesses

1)Rental Property|Investment Related:No| Chalan;WA;98816;Chelan|Real Estate (Non-Agent/Broker)|Co-Owner|2024-06-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|This is a rental property co-owned with my wife. She manages it. 2)Rental Property|Investment Related:No| Thueringen;99817;Germany|Real Estate (Non-Agent/Broker)|Co-Owner|2023-04-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|This is a rental property in Germany (possibly for my parents); managed by a rental agency. 3)East King County Estate Planning Council|Investment Related:No|PO Box 51085;Seattle;WA;98115 ;USA|Legal Services|Member|2021-09-23|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.01|The goal of the Council is to promote interdisciplinary continuing education and networking among estate planning practitioners from various professions. I am a member only, not an officer, director or board member. 4)Rental Property|Investment Related:No| Wenatchee;WA;98802;USA|Real Estate (Non-Agent/Broker)|Co-Owner|2020-01-06|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|My wife and I own this property together. She is handling all activity and rental 5)Rental Property|Investment Related:No| Long Beach;CA;90802;USA|Real Estate (Non-Agent/Broker)|Co-Owner|2014-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|My wife and I own this property together. She is handling all activities and rental.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-02
  • S66 Uniform Combined State Law Examination
    2003-04-02
Other Names
  • Jens D Halle
  • Jack Halle
  • Jack D Halle
  • Jens Halle

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