Jeffrey D Smith

Current Employers

Employment History

• 01/2013 → 07/2020
  Cetera Advisors Llc
  El Segundo, CA
• 12/2010 → Present
  Brightline Financial
  Rockville, MD
• 01/2017 → 06/2020
  Bright Futures Wealth Management, Llc
  Pittsford, NY
• 07/2020 → Present
  Private Client Services
  Rockville, MD

Previous Registrations

• 2017-01-24 → 2020-07-24
  Bright Futures Wealth Management, Llc
  Webster, NY
• 2010-12-03 → 2019-12-31
  Cetera Advisors Llc
  Rockville, MD
  Webster, NY
  Rockville, MD
• 2005-12-06 → 2010-12-16
  Msi Financial Services, Inc.
  Olney, MD
  Rockville, MD
  Baltimore, MD
  Springfield, MA
  Springfield, MA
  Fairfax, VA
  Columbia, MD
• 2003-02-20 → 2005-12-31
  Metlife Investment Fund Services Llc
  Columbia, MD

Other Businesses

1) NBL REAL ESTATE. 1700 ROCKVILLE PIKE, STE 400, ROCKVILLE, MD 20852. INVEST IN MIXED USE (COMMERCIAL AND RESIDENTIAL PROPERTIES) TO HOLD AND COLLECT MONTHLY RENT. OVERSEE OPERATIONS. PREPARE BUSINESS REPORTS AND TAXES. PROPERTY MANAGEMENT IS OUTSOURCED TO AN OUTSIDE COMPANY. THERE ARE THREE OWNERS AND WE DECIDE TOGETHER TO INVEST IN ADDITIONAL PROPERTIES. WE ARE REGULARLY IN THE MARKET LOOKING FOR NEW PROPERTIES. 3 HRS/MO; 1 DURING TRADING HRS. 2) INSURANCE. 1700 ROCKVILLE PIKE, STE 400, ROCKVILLE, MD 20852. OFFER FOR SALE AND MANAGE FIXED LIFE/HEALTH INSURANCE PRODUCTS TO CONSUMERS. NEW BUSINESS, MANAGE ONGOING BUSINESS. 3) BL REAL ESTATE. 1700 ROCVILLE PIKE, STE 400, ROCKVILLE, MD 2085. REAL ESTATE RENTAL BUSINESS. I PURCHASE SINGLE FAMILY RESIDENCES TO HOLD AND COLLECT MONTHLY RENTAL INCOME. OVER SEE THE OVERALL OPERATIONS OF THE BUSINESS. I PREPARE BUSINESS REPORTS AND TAXES. I OUTSOURCE THE PROPERTY MANAGEMENT TO AN OUTSIDE COMPANY. I MANAGE THE CASH FLOW AND WITH MY BUSINESS PARTNER MAKE INVESTMENT DECISIONS. WE DO NOT SOLICIT ADDITIONAL CAPITAL AND HAVE NO INTENTION OF HAVING ADDITIONAL MEMBERS TO THE LLC. 2 HRS/MO; 2 DURING TRADING HRS. 4) BRIGHTLINE FINANCIAL - TAX MANAGEMENT OPERATIONS. 1700 ROCKVILLE PIKE, STE 400, ROCKVILLE, MD 20852. TAX PREPARATION AND ACCOUNTING SERVICES. I PROVIDE ROUTINE TAX PREPARATION SERVICES, BOOKKEEPING, AND ACCOUNTING SERVICES FOR INDIVIDUALS AND SMALL BUSINESSES. I CONTRACT WITH A CPA FIRM TO COMPLETE TAX PREPARATION AND SERVICES. SECURITIES CLIENTS MAY CHOOSE TO ENGAGE TAX PREP. SERVICES. TAX AND ACCOUNTING CLIENTS MAY CHOOSE TO ENGAGE SECURITIES SERVICES. OVERSEE THE TAX PREPARATION PROCESS FOR MY CLIENTS. PREPARE COVER SHEETS FOR THE CPA. COMMUNICATE WITH MY CLIENTS ABOUT THE CPA'S FINDING. WE COLLECT FEES FROM CLIENTS FOR THIS SERVICE WHICH ARE CHARGED HOURLY OR A SET FEE SCHEDULE ON SERVICES RENDERED. 3 HRS/MO; 3 DURING TRADING HRS. 5) MVTPA TREASURER. 16780 OAKMONT AVENUE, GAITHERSBURG, MD 20877. PARENT ASSOCIATION FOR GIRLS' GYMNASTICS TEAM. TREASURER. I PREPARE BUDGETS, RECEIVE AND DEPOSIT CHECKS, MANAGE AND APPROVE EXPENSES A USAG COMPETITIVE GIRLS GYMNASTICS TEAM. THERE ARE NO INVESTMENT ACTIVITIES ASSOCIATED WITH THE ORGANIZATION. 22 HRS/MO; 0 DURING TRADING HRS. 6) I PROVIDE SERVICES AS AN EXPERT WITNESS FOR A LEGAL FIRM IN THE AREA. NOT INVESTMENT RELATED. 15812 THISTLEBRIDGE DRIVE, ROCKVILLE, MD 20853. START DATE 06/15/2022. APPROX. 3 HOURS PER MONTH, 0 DURING TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-02-13
• S65 Uniform Investment Adviser Law Examination
  2003-01-29

Designations

Other Names

• Jeffrey David Smith