Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-09 |
| TX | RA | APPROVED | 2024-09-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Santa Rosa | CA | 03/2010 | 01/2017 |
| Wells Fargo Advisors Llc | Santa Rosa | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 11/2016 | 01/2017 |
| Ameriprise Financial Services Inc. | Santa Rosa | CA | 01/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Santa Rosa | CA | 03/2020 | 09/2024 |
| Lpl Financial | Santa Rosa | CA | 09/2024 | Present |
1 - 08/01/2024 - Desward Peak Partners, LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 150 Hours/Month - 5 Hours During Trading - CA 95401 - OBA Start Date: 01/01/2017. 2 - 08/01/2024 - Apex Private Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 3 - 08/01/2024 - BEC Peak Partners, LLC - Real Estate Rental - Inv Related - 5 Hours/Month - CA 95401 - OBA Start Date: 04/01/2020.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-07 |
Reach out to this advisor