Daniel Seth Tacktill

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-09-10
NY	RA	APPROVED	2021-04-07
FL	RA	APPROVED	2021-01-28
NJ	RA	APPROVED	2007-11-02

TX RA
APPROVED_RES

Since 2021-09-10
NY RA
APPROVED

Since 2021-04-07
FL RA
APPROVED

Since 2021-01-28
NJ RA
APPROVED

Since 2007-11-02

Branch Locations

401 Broadhollow Rd Suite 401, Melville, NY 11747 • United States

Saint James, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co	Mellville	NY	05/2006	Present

05/2006 → Present

Oppenheimer & Co

Mellville, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-17
S66	Uniform Combined State Law Examination	2003-05-10

S65 Uniform Investment Adviser Law Examination

2007-12-17
S66 Uniform Combined State Law Examination

2003-05-10

Other Names

Daniel Tacktill

View on SEC IAPD