Manuel M Del Canal

Employer firm

Ocean Financial Advisors LLC CRD 291950

$4.03M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Ocean Bank
  Miami, FL
• 07/2014 → Present
  Ocean Financial Services, Llc
  Miami, FL
• 03/2019 → Present
  Ocean Financial Advisors Llc
  Miami, FL

Previous Registrations

• 2008-03-04 → 2013-08-20
  Lpl Financial Llc
  Miami, FL
  Miami, FL
  Coral Gables, FL
• 2004-05-21 → 2008-03-04
  Ifmg Securities, Inc.
  Miami, FL
  Miami, FL
  Miami, FL
• 2003-06-13 → 2004-04-19
  Truist Investment Services, Inc.
  Miami, FL

Other Businesses

Non-profit; Member of Board of Governors; 06/2016; 2hrs/month Neighborhood Lending Partners; non-investment related; Tampa, FL; Low-income bank housing consortium; Director and Loan Committee Member; 5hrs/month, 5h/month during securities trading hours Ocean Financial Advisors LLC; Investment related; Miami, FL; Advisory Services; Chief Executive Officer; 05/2018; 60hrs/month Ocean Insurance Services; Investment related; Miami FL; Life Insurance Agency; Manager and Agent in Charge; approx. 2 hours/month Ocean Bank; Investment Related; Miami, FL; Banking; EVP & Head of Wealth Management; 07/2023; 160hrs

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-05
• S66 Uniform Combined State Law Examination
  2003-06-10

Other Names

• Manuel Mauricio Del Canal