Neil Patrick Rongaus

Employer firm

Confluence Financial Partners CRD 311980

$6.84B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 07/2021
  Raymond James Financial Services, Inc.
  Canonsburg, PA
• 04/2016 → Present
  Confluence Financial Partners
  Canonsburg, PA
• 04/2016 → 07/2021
  Raymond James Financial Services Advisors Inc.
  Canonsburg, PA
• 07/2021 → Present
  Confluence Wealth Services, Inc
  Pittsburgh, PA

Previous Registrations

• 2016-04-13 → 2021-07-07
  Raymond James Financial Services Advisors, Inc
  Canonsburg, PA
  Canonsburg, PA
  Mcmurray, PA
• 2012-10-11 → 2016-03-02
  Tiaa-Cref Individual & Institutional Services, Llc
  Pittsburgh, PA
• 2008-01-14 → 2012-10-01
  Ubs Financial Services Inc.
  Pittsburgh, PA
  Pittsburgh, PA
  Bethel Park, PA
  Weehawken, NJ

Other Businesses

Confluence Financial Partners; 732 E McMurray Rd McMurray PA 15317; Licensed Insurance Agent relating to insurance and/or annuity products & property and casualty insurance needs

Exams

• S66 Uniform Combined State Law Examination
  2003-04-07

Designations

• Certified Financial Planner

Other Names

• Neil Rongaus
• Neil Patrick Rongaus
• Neil Patrick Rongaus