Nathan Liang Wong

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

Current Employers

On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2025-03-19
NY	RA	APPROVED	2021-08-06
MT	RA	APPROVED	2012-06-13
CA	RA	APPROVED	2012-06-12
OR	RA	APPROVED	2012-02-27
MD	RA	APPROVED	2012-02-10
NJ	RA	APPROVED	2012-02-07
UT	RA	APPROVED	2011-11-04

NM RA
APPROVED

Since 2025-03-19
NY RA
APPROVED

Since 2021-08-06
MT RA
APPROVED

Since 2012-06-13
CA RA
APPROVED

Since 2012-06-12
OR RA
APPROVED

Since 2012-02-27
MD RA
APPROVED

Since 2012-02-10
NJ RA
APPROVED

Since 2012-02-07
UT RA
APPROVED

Since 2011-11-04

Branch Locations

Sandy, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ohio National Financial Services	Cincinnati	OH	05/2010	Present
The O.N. Equity Sales Company	Cincinnati	OH	09/2011	Present

05/2010 → Present

Ohio National Financial Services

Cincinnati, OH
09/2011 → Present

The O.N. Equity Sales Company

Cincinnati, OH

Previous Registrations

2007-08-02 → 2011-11-04

Questar Asset Management, Inc.

Sandy, UT
2007-01-12 → 2007-07-28

Oneamerica Securities, Inc.

Salt Lake City, UT

Midvale, UT

Other Businesses

1. INSURANCE AGENT;NON-INVESTMENT RELATED, 1282 E GRAYSON CT SANDY UT 84094; SELL LIFE. DI AND LTC INSURANCE; INSURANCE AGENT; START DATE: 05/2007; 160 HOURS PER MONTH (160 HOURS DURING SECURITIES TRADING); SALES OF FIX ANNUITY DISABILITY HEALTH LIFE AND LTC PRODUCTS. 2.) WONG ENTERPRISES LLC; NON-INVESTMENT RELATED; 1282 E GRAYSON CT SANDY UT 84094; RENTAL OF FURNISHED CONDO UNITS TO COLLEGE STUDENTS;CO-OWNER;START DATE:07/2009; 5 HOURS PER MONTH (1 HOURS DURING SECURITIES TRADING); I GET CONTRACT SIGNED FOR NEW STUDENTS, COLLECT RENT AND MINOR REPAIRS OF UNITS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-12
S63	Uniform Securities Agent State Law Examination	2003-03-22

S65 Uniform Investment Adviser Law Examination

2006-12-12
S63 Uniform Securities Agent State Law Examination

2003-03-22

View on SEC IAPD