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Manotham Ward

Morgan Stanley

Santa Rosa, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-25
CA RA APPROVED 2018-10-05
  • TX RA
    APPROVED_RES
    Since 2020-02-25
  • CA RA
    APPROVED
    Since 2018-10-05

Branch Locations

3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 11/2013 02/2017
Morgan Stanley Santa Rosa CA 02/2017 Present
  • 11/2013 → 02/2017
    Western International Securities, Inc.
    Pasadena, CA
  • 02/2017 → Present
    Morgan Stanley
    Santa Rosa, CA
Previous Registrations
  • 2011-06-23 → 2013-12-13
    Gbs Financial Corp.
    Santa Rosa, CA
    Santa Rosa, CA
  • 2009-10-23 → 2011-02-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Santa Rosa, CA
    Walnut Creek, CA
    Santa Rosa, CA
    Santa Rosa, CA
  • 2004-04-02 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Santa Rosa, CA
    Santa Rosa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-01
S63 Uniform Securities Agent State Law Examination 2003-06-06
  • S66 Uniform Combined State Law Examination
    2004-04-01
  • S63 Uniform Securities Agent State Law Examination
    2003-06-06
Other Names
  • Mony Kotrsombat
  • Manotham Himphayvanh
  • Mony Himphayvanh
  • Monotham Kotrsombat
  • Manotham Kotrsombat
  • Mony Ward

View on SEC IAPD

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Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
LPL FINANCIAL LLC · SANTA ROSA, CA

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