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Michael Roger Dymant

The Eastrade Asset Management Corporation

Briarcliff Manor, NY

CRD 4623996

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Employer firm

The Eastrade Asset Management Corporation CRD 124232

$38.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
The Eastrade Asset Management Corporation

Briarcliff Manor, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-09
  • NY RA
    APPROVED
    Since 2021-05-09

Branch Locations

Briarcliff Manor, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Eastrade Asset Management Corporation Briarcliff NY 01/1996 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-05
  • S63 Uniform Securities Agent State Law Examination
    1999-08-05

View on SEC IAPD

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