Jonathan Randall Dierlam

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Rick Watkins Financial Services, Llc
  Evansville, IN
• 09/2014 → 06/2021
  Voya Financial Advisors
  Evansville, IN
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-05-14 → 2021-06-09
  Voya Financial Advisors, Inc.
  Evansville, IN
  Grafton, MA
  Windsor, CT

Other Businesses

1. NAME OF ENTITY: CHAMBER OF COMMERCE OF SOUTHWESTERN INDIANA; No; 318 MAIN ST STE 401; EVANSVILLE; IN; 47708; CHAMBER OF COMMERCE; CHAMBER AMBASSADOR; 10/1/2013; 4; 3; ATTEND MEETINGS AND ACTIVITIES (RIBBON CUTTING ETC.,) 2. NAME OF ENTITY: UNIVERSITY OF SOUTHERN INDIANA; No; 8600 UNIVERSITY BLVD; EVANSVILLE; IN; 47712; TEACHING; ADJUNCT PROFESSOR; 1/1/2016; 16; 0; PROVIDING STRUCTURED DISSERNINATION OF TEXT CONTENT,SUPPLEMENTED THROUGH LECTURE AND DISCUSSION.|NAME OF ENTITY:TRISTATE PROS; No; 2828 FOREST AVE; EVANSVILLE; IN; 47712; NETWORKING; MEMBER; 9/19/2013; 4; 4; ATTEND NETWORKING MEETINGS 3. NAME OF ENTITY: Rick Watkins Financial Services LLC; Yes; 4900 SHAMROCK DR STE 200A; EVANSVILLE; IN; 47715; FINANCIAL SERVICES/DBA; associate; 7/2/2012; 50; 40; SALE OF FIXED INSURANCE, SECURITIES AND INVESTMENT PRODUCTS 4. NAME OF ENTITY: CAPITAL LOGIC, LLC; Yes; 4900 SHAMROCK DR; EVANSVILLE; IN; 47715; FINANCIAL SERVICES/DBA; OWNER; 4/1/2018; 200; 200; SALE AND SERVICE INSURANCE, SECURITIES, AND INVESTMENT PRODUCTS. 5. NAME OF ENTITY: LIFE SETTLEMENT; No; 4900 Shamrock Drive; Evansville; IN; 47715; Life Settlement; INDEPENDENT INSURANCE AGENT; 7/1/2018; 1; 1; Sale and Service of life settlement; 6. NAME OF OTHER BUSINESS: THE FIRST TEE OF INDIANA; INVESTMENT RELATED: NO; ADDRESS: 1300 SAWGRASS VILLAGE CIRCLE, PONTE VERDE, FL 32082; NATURE OF BUSINESS: YOUTH PROGRAMS; START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MEMBER OF COMMITTEE FOCUSING ON GROWING PARTICIPATION IN LOCAL GOLF EDUCATION ACTIVITY & PLANNING EVENTS TO GROW LOCAL DONATIONS FOR THE YOUTH ACTIVITIES;

Exams

• S66 Uniform Combined State Law Examination
  2013-04-29
• S63 Uniform Securities Agent State Law Examination
  2003-03-10