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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-10-08 |
Branch Locations
1700 South Pavilion Center Drive Suite 320, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Bank | Brooklyn | OH | 08/2005 | 03/2023 |
| Key Investment Services Llc | Brooklyn | OH | 02/2006 | 03/2023 |
| Massmutual Life Insurance Company | Las Vegas | NV | 02/2025 | Present |
| Mml Investors Services, Llc | Las Vegas | NV | 02/2025 | Present |
| Self Employed | Hendersonville | NV | 03/2023 | 07/2023 |
| Valley View Home Loans | Las Vegas | NV | 07/2023 | 02/2024 |
| Cross Country Mortgage | Cleveland | OH | 02/2024 | 02/2025 |
(1) NAME: JOHN ROEHM INV REL: Y ADD: 1700 S PAVILION CENTER DRIVE SUITE 320 LAS VEGAS NV 89135 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/24/2025 NO. HR/MO: 1NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES, HEALTH (2) NAME: ACE COMMERCIAL CAPITAL INV REL: Y ADD: 2201 RINGLING BLVD, SUITE 102 SARASOTA FL 34237 NATURE: RESIDENTIAL & COMMERCIAL REAL ESTATE FINANCING POSITION: BUSINESS DEVELOPER START DATE: 07/01/2025 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DUTIES: REFER RESIDENTIAL AND COMMERCIAL REAL ESTATE LOANS TO LOAN OFFICERS (3) NAME: CORNERSTONE FIRST MORTGAGE INV REL: Y ADD: 5940 S RAINBOW BLVD LAS VEGAS NV 89118 NATURE: RESIDENTIAL REAL ESTATE FINANCING POSITION: BUSINESS DEVELOPER START DATE: 04/01/2026 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DUTIES: REFER RESIDENTIAL REAL ESTATE LOANS TO LOAN OFFICERS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-30 |
| S66 | Uniform Combined State Law Examination | 2003-07-15 |
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