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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-07-16
  • TN RA
    APPROVED
    Since 2021-07-16

Branch Locations

139 Elmore Road, Crossville, TN 38555 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Crossville TN 04/2014 08/2017
First Horizon Advisors, Inc. Cookeville TN 08/2017 07/2021
Raymond James Financial Services, Inc. Chattanooga TN 07/2021 Present
Raymond James Financial Services Advisors, Inc. Chattanooga TN 07/2021 Present
Firstbank Crossville TN 07/2021 Present
Firstbank Investment Partners Crossville TN 07/2021 Present
  • 04/2014 → 08/2017
    J.J.B. Hilliard, W.L. Lyons, Llc
    Crossville, TN
  • 08/2017 → 07/2021
    First Horizon Advisors, Inc.
    Cookeville, TN
  • 07/2021 → Present
    Raymond James Financial Services, Inc.
    Chattanooga, TN
  • 07/2021 → Present
    Chattanooga, TN
  • 07/2021 → Present
    Firstbank
    Crossville, TN
  • 07/2021 → Present
    Firstbank Investment Partners
    Crossville, TN
Previous Registrations
  • 2017-08-28 → 2021-07-26
    First Horizon Advisors, Inc.
    Cookeville, TN
  • 2014-07-02 → 2017-08-22
    J.J.B. Hilliard, W.L. Lyons, Llc
    Crossville, TN
Other Businesses

(1)Name of Business: FirstBank Address: 139 Elmore Rd, Crossville, TN, 38555-4047, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 07/26/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: FirstBank Insurance Inc. Address: 139 Elmore Rd, Crossville, TN, 38555-4047, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/26/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Offer Non variable insurance (3)Name of Business: FirstBank Investment Partners Address: 139 Elmore Rd, Crossville, TN, 38555-4047, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/26/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-01
S63 Uniform Securities Agent State Law Examination 2003-02-11
  • S66 Uniform Combined State Law Examination
    2014-07-01
  • S63 Uniform Securities Agent State Law Examination
    2003-02-11
Other Names
  • Pat Roper

View on SEC IAPD

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