Caleb Aaron Lowman

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-03-22
FL	RA	APPROVED	2008-12-17

TX RA
APPROVED

Since 2011-03-22
FL RA
APPROVED

Since 2008-12-17

Branch Locations

2205 Mcgregor Blvd, Fort Myers, FL 33901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Fort Myers	FL	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Fort Myers, FL

Previous Registrations

2007-04-02 → 2008-12-15

Morgan Stanley & Co. Llc

Ft. Myers, FL
2003-03-26 → 2007-04-02

Morgan Stanley Dw Inc.

Cape Coral, FL

Cape Coral, FL

Ft. Myers, FL

Other Businesses

TRUSTEE FOR LIGHTHOUSE WEALTH MGMT 401K; INV RELATED; FORT MYERS, FL; START: 6/6/17; 5 HRS/MO; 5 DURING TRADING.| LWM HOLDINGS, LLC; INV RELATED; FORT MYERS, FL; 100% OWNERSHIP WITH SPOUSE; START: 12/1/17; 10 HRS/MO; 2 DURING TRADING, MANAGE REAL ESTATE FOR FINET PRACTICE.| LIGHTHOUSE WEALTH MANAGEMENT, LLC, INVT RELATED, FORT MYERS, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 1/1/2008, 240 HRS PER MONTH, ALL HRS DURING TRADING, FINET PRACTICE.| LLC; INV RELATED; FORT MYERS, FL; 100% OWNERSHIP; START DATE 05/09/2025; 10 HOUR PER MONTH; 0 HOURS DURING TRADING . DEVELOPMENT, CULTIVATION AND STUDY OF UNIQUE BIO GENETIC TRAITS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-21

S66 Uniform Combined State Law Examination

2003-03-21

Designations

View on SEC IAPD