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13611 Barrett Office Dr., Ste. 100, Manchester, MO 63021 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-02-10 |
Branch Locations
13611 Barrett Office Dr., Ste. 100, Manchester, MO 63021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Manchester | MO | 10/2011 | Present |
| The Yanker Group, Inc | Ballwin | MO | 12/2015 | Present |
(1) 05/23/2013: FARHATT FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 13611 BARRETT OFFICE DR #100, MANCHESTER, MO 63021 (2) 02/02/2015: THE YANKER GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 13611 BARRETT OFFICE DR #100, MANCHESTER, MO 63021 - START 01/29/2015 - 160 HR/MO ALL DURING SECS TRDG HRS (3) 07/21/2016: The Yanker Group - Registered Investment Advisor Hybrid - (Hybrid) The Yanker Group - INV REL - At Reported Business Location(s) - Start 02/03/2016 - IAR - Financial planning analysis and projections - 40 Hr/Mo; 8 Hours During Securities Trading (4) 08/02/2016: Brokerage Unlimited - Non-Variable Insurance - INV REL - 11433 Olde Cabin Rd, St Louis, MO 63141 - Start 07/15/2016 - 1 Hr/Mo; 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-21 |
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