Robert Ronald Liggero

Employer firm

Financial Prescriptions, LLC CRD 172388

$12.8M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Financial Prescriptions, Llc

Atlantic Beach, FL • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-01-21
FL	RA	APPROVED	2015-01-02

NC RA
APPROVED

Since 2025-01-21
FL RA
APPROVED

Since 2015-01-02

Branch Locations

Atlantic Beach, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation Yes
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Baptist Medical Center	Jacksonville	FL	01/1990	Present
Financial Prescriptions, Llc	Atlantic Beach	FL	09/2012	Present

01/1990 → Present

Baptist Medical Center

Jacksonville, FL
09/2012 → Present

Financial Prescriptions, Llc

Atlantic Beach, FL

Previous Registrations

2011-06-21 → 2012-11-05

Independent Financial Partners

Atlantic Beach, FL
2003-06-27 → 2011-07-01

Bull & Bear Capital Advisors, Llc

Other Businesses

1. 6/30/2011: OTHER - WORK AS A PHYSICIAN ASSISTANT IN A PEDS ICU. - TIME SPENT 50%

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-05-09
S65	Uniform Investment Adviser Law Examination	2003-03-07

S63 Uniform Securities Agent State Law Examination

2003-05-09
S65 Uniform Investment Adviser Law Examination

2003-03-07

Designations

Certified Financial Planner

Other Names

Robert R Liggero
Robert Liggero

View on SEC IAPD