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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-23 |
| WA | RA | APPROVED | 2016-03-04 |
Branch Locations
19439 First Ave S. Suite B-3, Normandy Park, WA 98148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Kent | WA | 03/2016 | Present |
1. 3/4/2016 - Ignite Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/16/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 5/31/2017 - No Business Name - Not Investment Related - Home Based - Other-Author - Started 06/01/2017 - 10 Hours Per Month/0 Hours During Securities Trading - Book Author. 3. 5/18/2021 - No Business Name - Investment Related - Kent, WA 98030 - Real Estate Rental - Start Date: 1/19/2017 - 10 Hours Per Month/0 Hours During Securities Trading. 4. 03/18/2022 - BAM Firestone Holdings - Investment Related - At Reported Business Location(s), Suite B-2 and B-3 and Normandy Park, WA 98148 - Real Estate Rental - Start Date - 03/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading. 5. 05/29/2024 - Inv Related - Real Estate Rental - Started: 5/13/2024 - 0 Hrs/Mo. 6. 05/29/2024 - Inv Related - Kent, WA - Real Estate Rental - AirBNB/VRBO listing - Started: 7/1/2021 - 10 Hrs/Mo; 0 Hr During Trading. 7. 11/06/2024 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/30/2024 - 30 Hours Per Month/ 0 Hours During Trading 8) 09/22/2025 - Optavise - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 09/22/2025 - 5 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-03-13 |
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