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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-15 |
| TX | RA | APPROVED | 2010-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dallas | TX | 04/2010 | Present |
1) 03/10/2010: Staib Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) 2) 09/09/2014: Silver Sail Wealth Advisors - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Start 09/28/2014 - All my LPL business and that of my advisors will be under this name. Funds will go to Staib Wealth Management - 100 Hr/Mo; 8 Hours During Securities Trading 3) 09/14/2016: No Business Name - Author - Not Investment Related - 17304 Preston Road Suite 650 - Start 01/02/2016 - 1 Hr/Mo; 1 Hour(s) During Securities Trading - book author. 4) 1/18/2017 - Stella - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/08/2016 - 10 Hours Per Month/5 Hours During Securities Trading. 5) 11/22/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/22/2021 - 40 Hours Per Month/40 Hours During Securities Trading. 6) 11/20/2025 - Legacy BFD LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 11/24/2025 - 0 hours per month/ during trading 7) 01/15/2026 - LightHarbor Wealth Management - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 02/01/2026 - 160 hours per month/ 100 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-07-08 |
| S65 | Uniform Investment Adviser Law Examination | 2003-06-23 |
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