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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-02-14 |
| MO | RA | APPROVED | 2018-02-14 |
Branch Locations
720 E Broadway, Columbia, MO 65201 • United States
216 W Railroad St, Centralia, MO 65240 • United States
5614 E Saint Charles Rd, Columbia, MO 65202 • United States
1000 W Nifong Blvd, Columbia, MO 65203 • United States
2711 W Broadway, Columbia, MO 65203 • United States
1009 Smiley Lane, Columbia, MO 65202 • United States
117 N Ogden Street, Sturgeon, MO 65284 • United States
105 Route B, Hallsville, MO 65255 • United States
203 East Liberty, Mexico, MO 65265 • United States
500 West Coates, Moberly, MO 65270-0160 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South West University | Springfield | MO | 12/2003 | Present |
| Central Bank | Columbia | MO | 01/2007 | Present |
| Invest Financial Corporation | Tampa | FL | 04/2007 | 02/2018 |
| Lpl Financial Llc | Columbia | MO | 02/2018 | Present |
1. 02/14/2018 - CENTRAL INVESTMENT ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/21/17. 2. 02/14/2018 - Central Trust Bank - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT- Start Date 4/30/2007 - 8 Hours Per Month/8 During Securities Trading - INSURANCE SALES - annuities, long term care hybrid (life insurance product with long term care benefit). 3. 02/14/2018 - CRUM FARM & STABLES - Not Investment Related - 9470 E DAVIS RD CENTRALIA MO - Other-Business Owner - Owner - Start Date 2011 - 40 Hours Per Month/0 Hours During Securities Trading - Board horses for people, raise honey bees and sell honey, sell hay, share cropping. 4. 8/30/2019 - No Business Name - Investment Related - Home Based & Hallsville MO - Real Estate Rental - Started 03/01/2010 - 25 Hours Per Month/2 Hours During Securities Trading - Own and rent ten rental houses in Hallsville MO. 5. 10/16/2020 - No Business Name - Investment Related - Hallsville MO 65255 - Real Estate Rental - Started 07/08/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Own and Rent. 6. 10/16/2020 - No Business Name - Investment Related - Hallville, MO 65255 - Real Estate Rental - Started 10/16/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Own and Rent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-26 |
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