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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-30
NY RA APPROVED 2021-06-14
CT RA APPROVED 2019-12-24
  • TX RA
    APPROVED_RES
    Since 2021-06-30
  • NY RA
    APPROVED
    Since 2021-06-14
  • CT RA
    APPROVED
    Since 2019-12-24

Branch Locations

Two Stamford Plaza 281 Tresser Boulevard Suite 1004, Stamford, CT 06901 • United States

90 Park Ave 18Th Floor, New York, NY 10016 • United States

Southport, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lenox Advisors Inc New York NY 12/2000 Present
Mass Mutual Life Insurance Company New York NY 10/2002 Present
Mml Investors Services, Llc New York NY 01/2003 Present
  • 12/2000 → Present
    Lenox Advisors Inc
    New York, NY
  • 10/2002 → Present
    Mass Mutual Life Insurance Company
    New York, NY
  • 01/2003 → Present
    New York, NY
Other Businesses

(1)Name: Brian Large Lenox Advisors Inv rel: Y Add: 90 Park Avenue 18th Floor, New York NY 10016 Nature: ind life ins, prop/cas ins, health ins, grp life ins, grp health ins Position:sales/agent Start date: 12-1-1999 No. HR/MO: 10 No. HR/MO during sec trading: 10

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-23
S63 Uniform Securities Agent State Law Examination 2004-01-22
  • S66 Uniform Combined State Law Examination
    2015-03-23
  • S63 Uniform Securities Agent State Law Examination
    2004-01-22

View on SEC IAPD

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