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Lisa Kaye Mcgarvey

T. Rowe Price Advisory Services, Inc.

Colorado Springs, CO

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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-12-13
  • CO RA
    APPROVED
    Since 2016-12-13

Branch Locations

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Olive Garden Restaurant Colorado Springs CO 11/2002 Present
T. Rowe Price Investment Services, Inc. Colorado Springs CO 07/2006 Present
  • 11/2002 → Present
    Olive Garden Restaurant
    Colorado Springs, CO
  • 07/2006 → Present
    T. Rowe Price Investment Services, Inc.
    Colorado Springs, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-21
S63 Uniform Securities Agent State Law Examination 2000-03-14
  • S66 Uniform Combined State Law Examination
    2003-10-21
  • S63 Uniform Securities Agent State Law Examination
    2000-03-14
Other Names
  • Lisa Kaye Strauss
  • Lisa Kaye Swanson

View on SEC IAPD

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