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Annette Sun

Sw Private Wealth, LLC

Needham, MA

CRD 4623077

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Employer firm

Sw Private Wealth, LLC CRD 289362

$40.2M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • ASSETS UNDER ADVISEMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Sw Private Wealth, Llc

75 2Nd Avenue Suite 605, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-11-15
  • MA RA
    APPROVED
    Since 2017-11-15

Branch Locations

75 2Nd Avenue Suite 605, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Livingston & Haynes Investment Advisors, Inc. Wellesley MA 06/2003 Present
Sw Private Wealth, Llc Needham MA 06/2017 Present
  • 06/2003 → Present
    Livingston & Haynes Investment Advisors, Inc.
    Wellesley, MA
  • 06/2017 → Present
    Sw Private Wealth, Llc
    Needham, MA
Previous Registrations
  • 2003-08-07 → 2018-03-27
    Livingston & Haynes Investment Advisors, Inc.
    Wellesley, MA
  • 2002-12-24 → 2004-11-04
    Tanager Financial Services Inc
    Waltham, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-05-30
S65 Uniform Investment Adviser Law Examination 2001-01-19
  • S63 Uniform Securities Agent State Law Examination
    2015-05-30
  • S65 Uniform Investment Adviser Law Examination
    2001-01-19

View on SEC IAPD

Nearby Firms

ARMSTRONG ADVISORY GROUP INC.
OSAIC WEALTH, INC.
GOODMAN ADVISORY GROUP, LLC

Nearby Investors

MARC ALAN FANDETTI
BRENDAN KEVIN HAYES
SCOTT EVERETT WILSON

Nearby Offices

ARMSTRONG ADVISORY GROUP INC. · NEEDHAM, MA
OSAIC WEALTH, INC. · NEEDHAM HEIGHTS, MA
GOODMAN ADVISORY GROUP, LLC · NEEDHAM, MA

More in Needham, MA

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