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John Aaron Ramirez

Pks Advisory Services, LLC

Spring, TX

Albany, NY

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Current Employers
Pks Advisory Services, Llc

80 State Street, Albany, NY 12207 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-08-01
  • TX RA
    APPROVED
    Since 2011-08-01

Branch Locations

Spring, TX • United States

80 State Street, Albany, NY 12207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pks Advisory Services, Llc Spring TX 07/2011 Present
Purshe Kaplan Sterling Investments Spring TX 07/2011 Present
Previous Registrations
  • 2007-12-05 → 2011-02-23
    B. Riley Wealth Management
    Houston, TX
    Houston, TX
  • 2007-05-29 → 2008-04-07
    Avidian Wealth Solutions
    Houston, TX
Other Businesses

1) WOODLANDS PORTFOLIO MANAGEMENT; INVESTMENT RELATED; 5014 HIDDEN MILL DRIVE, SPRING, TX 77388; IAR; START DATE: 07/2011; 160 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-17
  • S66 Uniform Combined State Law Examination
    2006-02-17

View on SEC IAPD

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