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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2006-05-18 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
301 S Main St, Hendersonville, NC 28792 • United States
2373 Hendersonville Rd, Arden, NC 28704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Hendersonville | NC | 05/2009 | Present |
| Wells Fargo Advisors Llc | Hendersonville | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hendersonville | NC | 11/2016 | Present |
THE BRANDY BAR, NOT INV RELATED, HENDERSONVILLE, NC, BARTENDER, START 4/17/2018, 20 HOURS PER MONTH, ZERO DURING TRADING, BARTENDER.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-23 |
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