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Mahmoud Kwamina Hantour

Cetera Investment Advisers LLC

Rosedale, NY

CRD 4622825

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-05
  • NY RA
    APPROVED
    Since 2025-09-05

Branch Locations

One Cross Island Pl Suite 214, Rosedale, NY 11422 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mahmoud K. Hantour, Cpa Rosedale NY 09/1990 Present
Avantax Investment Services, Inc. Rosedale NY 08/2010 09/2025
Hanco Trading Corp Rosedale NY 08/1988 Present
Avantax Advisory Services Rosedale NY 08/2010 09/2025
Avantax Insurance Agency Llc Rosedale NY 08/2010 09/2025
Cetera Wealth Services, Llc Rosedale NY 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 09/1990 → Present
    Mahmoud K. Hantour, Cpa
    Rosedale, NY
  • 08/2010 → 09/2025
    Avantax Investment Services, Inc.
    Rosedale, NY
  • 08/1988 → Present
    Hanco Trading Corp
    Rosedale, NY
  • 08/2010 → 09/2025
    Avantax Advisory Services
    Rosedale, NY
  • 08/2010 → 09/2025
    Avantax Insurance Agency Llc
    Rosedale, NY
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Rosedale, NY
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-08-25 → 2025-09-05
    Avantax Advisory Services
    Rosedale, NY
  • 2008-08-01 → 2010-08-04
    Rosedale, NY
  • 2007-03-02 → 2008-08-01
    1717 Capital Management Company
    Rosedale, NY
    Rosedale, NY
Other Businesses

Hanco Trading Corp~'NIR'~One Cross Island Pl, Ste 214~Rosedale~NY~11422~Computer Consulting/Services/Development~Owner/Sole Proprietor~8/1/1988~1hrs~0hrs~as a cpa i was performing computer consulting and selling of computers Mahmoud K Hantour CPA~'NIR'~One Cross Island Pl, Ste 214~Rosedale~NY~11422 Tax Preparation/Accounting~Owner/Sole Proprietor~9/1/1990~160hrs~150hrs~accounting, bookkeeping, tax prearation and payroll services Rental Property~'NIR'~147-17 231st Street~Springfield Gardens~NY~11413~Rental Property Owner/Management~Owner/Sole Proprietor~1/1/1975~0hrs~0hrs~Advisors home and he rents one half of it|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-01-31
  • S63 Uniform Securities Agent State Law Examination
    2003-01-31
Designations
  • Certified Financial Planner
  • Personal Financial Specialist

View on SEC IAPD

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