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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-04-01
  • KY RA
    APPROVED
    Since 2024-04-01

Branch Locations

Louisville, KY • United States

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Louisville KY 11/1999 01/2017
Jjb Hilliard Wl Lyons Llc Louisville KY 01/2017 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
  • 11/1999 → 01/2017
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
  • 01/2017 → Present
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 10/2019 → Present
    Louisville, KY
Other Businesses

Name/Address: Zeta Iota Chapter of Psi Iota Xi Indianapolis IN 46268 Start Date: 6/1/18 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Member/Treasurer Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-30
  • S66 Uniform Combined State Law Examination
    2024-03-30

View on SEC IAPD

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