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Steven Jay Backus

Operose Advisors LLC

Milwaukee, WI

CRD 4622760

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Employer firm

Operose Advisors LLC CRD 287465

$2.04B regulatory AUM 13 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Operose Advisors Llc

731 North Water Street Suite 790, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-03-26
  • WI RA
    APPROVED
    Since 2026-03-26

Branch Locations

731 North Water Street Suite 790, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnson Wealth Inc. Milwaukee WI 12/2008 03/2026
Johnson Bank Milwaukee WI 05/2022 03/2026
Operose Advisors Llc Milwaukee WI 03/2026 Present
Previous Registrations
  • 2010-01-29 → 2026-03-20
    Johnson Wealth Inc.
    Milwaukee, WI
  • 2009-09-08 → 2016-06-02
    Cleary Gull Inc.
    Milwaukee, WI
  • 2007-01-30 → 2008-12-02
    Ziegler Capital Management, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-10
S63 Uniform Securities Agent State Law Examination 2003-02-19
  • S65 Uniform Investment Adviser Law Examination
    2005-02-10
  • S63 Uniform Securities Agent State Law Examination
    2003-02-19

View on SEC IAPD

Nearby Firms

ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC

Nearby Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON

Nearby Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI

More in Milwaukee, WI

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