Thomas Clark Eddy

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-11-25
TN	RA	APPROVED	2004-01-09

TX RA
APPROVED

Since 2013-11-25
TN RA
APPROVED

Since 2004-01-09

Branch Locations

The Krystal Building One Union Square, Chattanooga, TN 37402 • United States

One Union Square, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Chattanooga	TN	12/2002	Present

12/2002 → Present

Ubs Financial Services Inc.

Chattanooga, TN

Other Businesses

Mobility Sports Tools, LLP (formerly spider design, llc) / 711 E Brow Road, Lookout Mountain, TN 37350 / manufacturing and sales of health care device / be partner in manufacturing and sales of a health care/sports rehabilitation product / Receive Compensation: YES / Investment In Company: YES / Start Date 5/29/2013

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-31

S66 Uniform Combined State Law Examination

2003-03-31

Designations

Certified Financial Planner

Other Names

Thomas Eddy

View on SEC IAPD